How We Do It at Chase Firm

You value fundamental primary research, and your integrity means everything. That's why your firm abides by the industry's best compliance practices.

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So do we.

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Chase is committed to maintaining, conducting, and promoting the highest ethical and legal business practices.​​

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“Expert networks have approached me to do investor consulting, but I’ve never been interested. With Chase, it’s different. They are lawyers. I feel much more comfortable with that.”
– Chase Consultant

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At the core of our Research Team is a seasoned group of attorneys. Chase understands compliance is critical and believes the best protection for our business, and yours, is a law-abiding culture.

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• We have an active compliance program in line with SIFMA’s Compliance and Legal Society, and maintain effective information barriers.

• We review all policies and procedures at least annually.

• We require all Chase team members at every level to participate in regular legal education forums. ​

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